to ensure that adequate resources are allocated and suitable policies and procedures are in place for the functioning of the quality control system. Consequently, the number of deficiencies found
adequate resources are allocated and suitable policies and procedures are in place for the functioning of the quality control system (TSQC1). Consequently, the number of key deficiencies found, their
Authority. With a concern for its staff's work-life balance, the SEC provided conducive working environment, physical and mental healthiness programs, as well as staff relations activities on special
the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in
functioning of internal control as intended. Questions Yes No 13.1 The company specifies information required for business operations. The information should be from both internal and external sources, which
-functioning capital markets, the SEC places considerable emphasis on ensuring the transparency, fairness and integrity of the Thai capital market. Implementation took on many levels, ranging from regulatory
affects the working environment of the whole company, including the financial reporting function. The audit committee, which is a part of corporate governance, communicates with auditors and executives to
functioning of the financial markets. (i) “Enforcement Purpose(s)” means a purpose referred to in Paragraph 10(a) of the IOSCO MMoU. (j) “Hong Kong” means the Hong Kong Special Administrative Region of the
knowledge and understanding of the general law governing professional practices. Directors, managers and persons with power of management who are responsible for the work unit relating to the functioning as
knowledge and understanding of the general law governing professional practices. Directors, managers and persons with power of management who are responsible for the work unit relating to the functioning as