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performance • Delegation of the responsibility to a particular executive or different executives? • Whether asset management firms should have CSO, working group(s), functional group(s)? • How the policies are
related operational risk, and evaluate risks both internal and external that could affect the operation and the SEC’s strategic plan. Subsequently, control activities and working procedures are set up to
2022 We will achieve this by: • Working with partner countries to improve the capacity and capability of key institutions to reduce emissions and foster inclusive economic growth • Addressing barriers
compliance and giving advice on how to improve the internal control system. For operational independence, the department is subjected to direct reporting to the Audit Committee. See details in the Audit
terms of functional and human competency for higher work efficiency. (2004 - 2007 Strategic Plan) SCE_Eng_p.17-32 10/29/04, 1:07 AM21 22 (Goal 1) 22 SCE_Eng_p.17-32 10/29/04, 1:07 AM22 23 Apart from
Changes 5 2. Risk Management and Risk Factors 8 2.1 Overall Risk Management 8 2.2 Risk Management 12 Credit Risk Management 12 Market Risk Management 15 Liquidity Risk Management 16 Operational Risk
promoting market conduct as an organizational culture; (2) product development that is suitable for customers and sales staff abilities, as well as sales channels, operational systems and control; (3
Management and Risk Factors 8 2.1 Overall Risk Management 8 2.2 Risk Management 11 Credit Risk Management 11 Market Risk Management 15 Liquidity Risk Management 17 Operational Risk Management 18