the ……………………..…………………..…… (audit firm’s name), hereby certify follows; 1. Mr./Mrs./Miss……………………………………(applicant’s name), meets all criteria in the Notification of the Office of the Securities and
At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken
certification that such fund meets the conditions set forth in the regulations and file an application together with supporting documents via the SEC?s electronic system (Mutual Fund Approval System: MFAS). Upon
for sale to the public in the respective local market could apply for an expedited review process if it intends to invest in a master fund that meets the requirements set out in the SFC and SEC Circular
respective local market could apply for an expedited review process if it intends to invest in a master fund that meets the requirements set out in the SFC and SEC Circular (“MRF-eligible master fund
asset management firms in launching new funds and making investment plans more efficiently. In applying for auto approval, the firms must submit a certification that such fund meets the conditions set
listed companies so that the financial reporting is reliable, of good quality from the very beginning, and meets the objectives. SEC, as one of the stakeholders in financial reporting system, will apply
which satisfies the need of the users, and it shall communicate the development or change to all concerned persons for acknowledgement in order to be able to operate it correctly. Clause 8. The securities
, and complete data processing which satisfies the need of the users, and it shall communicate the development or change to all concerned persons for acknowledgement in order to be able to operate it