fund changes strategy and this fund no longer meets the eligible fund type definition) must be notified to the SEC and SFC as soon 5 For the avoidance of doubt, change in entity to which the Hong Kong
for sale to the public in the respective local market could apply for an expedited review process if it intends to invest in a master fund that meets the requirements set out in the SFC and SEC Circular
, and complete data processing which satisfies the need of the users, and it shall communicate the development or change to all concerned persons for acknowledgement in order to be able to operate it
of units of a Hong Kong Covered Fund in Thailand within 21 days from the date that the application has been taken up, provided that the Hong Kong Covered Fund meets all the applicable requirements set
meets the necessities of the company. 9. Opinion the Board of Directors and Audit Committee: 1. The Board has considered that this transaction is reasonable and benefit for the company’s business, and
intensity meets declining amber thresholds for the Energy Sector with a prescribed sunset date (Table 11). (All metrics and threshols can be found in the full report) Example: Table 11. Thresholds for certain
following criteria: ✓ is licensed or otherwise authorised to conduct the relevant financial advisory services by the regulatory authority in the home jurisdiction ✓ be at least 21 years old ✓ satisfies the
YesYes No Yes No No No Satisfies Mitigation Criteria Next step: Adaptation and Resilience Criteria Decision tree showing steps that determine whether a facility passes or fails the Mitigation Component of
establishing the technological infrastructure necessary to further enhance the quality of audit performance. In terms of future focus, the financial reporting system quality that meets international standards is