SEC is rather to ensure fair treatment and that investors have sufficient tools to protect their own rights. The SEC has used important measures in building confidence of investors as shareholders or
. The SEC considers qualifications of securities issuers and supervises the disclosure of information in order for the investors to have sufficient information in making an investment decision
in investment units with necessary and sufficient information. Filing an application Methods in applying for approval of establishment of mutual fund Amendment to scheme information before
fully documented according to the SEC Complaint Procedure, which applies to all complaints in general. The complainant must provide the SEC with sufficient facts and related evidence for his or her own
severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the
method and with sufficient details of the practice and the course of actions in exercising of voting rights. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of
can demonstrate that it can perform such duties; The structure of board of directors have sufficient checks and balances; Directors/ executives/ controlling persons must not have untrustworthy
accurate disclosure of information relating to the debt securities which are in line with international standards to allow investors to have sufficient information to support their investment decision making