possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
SEC is rather to ensure fair treatment and that investors have sufficient tools to protect their own rights. The SEC has used important measures in building confidence of investors as shareholders or
one's own bank account for making payments or receiving payment related to or because of securities trading; 3. Allowing any person to use one's own securities trading account; 4. Making a payment or
one's own bank account for making payments or receiving payment related to or because of securities trading; 3. Allowing any person to use one's own securities trading account; 4. Making a payment or
fully documented according to the SEC Complaint Procedure, which applies to all complaints in general. The complainant must provide the SEC with sufficient facts and related evidence for his or her own
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
not entail risks. Each investor has different appetite and investment limits. In making an investment decision, investors should rely on their own examination of the securities. Equity Instrument
89/7; (4) allowing any person to use one's own securities trading account or banking account for payment of securities trading, or using any person's securities trading account or banking account
party's own benefit or in capacity of an agent of a non-resident third party; (2) providing service of securities borrowing and lending by securities depositary center to its members, if securities