regulators like the Office of the Insurance Commission and there is no real framework for cooperation in this area. This limited cooperation in financial sector and capital market oversight is particularly
many of the recommendations from earlier versions as continuing essential components of an effective corporate governance framework. They also introduce some new issues and bring greater emphasis or
regulators and relevant parties. The strategic priorities may be adjusted if changing circumstances so require. 5. Achieving its strategic priorities As the SEC operates within a legal framework, the SEC will
improving corporate governance as a means of attracting investment, with large Indian companies now known globally to fund managers. Finally, the conglomerate ownership structure – as seen in Korean chaebols
Important Tool for Risk Management ■ Development of Debt Instrument Market ■ Amendment to the Public Limited Company Act B.E. 2535 (1992) to Help with the Capital Structure of Listed Companies ■ The Use of
down a guideline for adjustments in the corporate and governance structure of the SET and conduct a study on the legal framework to see if it can accommodate further enhancement of the exchange's
Secretary-General ........................................................................... Corporate Review Organizational Structure
structure and mechanism for performance evaluation 2005 ACTION PLAN In view of the fast-changing economic environment and the increasing complexity of financial markets, the SEC has emphasised the importance
following matters: (1) good governance and clear, transparent organization structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with measures to appropriately
Industry and Be a Firm and Fair Regulator ● Proposed Changes of the Structure of the SEC ● Procedures for Issuing Rules and Regulations Governing the Capital Market ● Roles of the SEC as Law Enforcement