Facebook page ชื่อ Matter of investment : Unlicensed securities and derivatives business (Disclosure Date : 08/08/2023)
market standard-setters, for that matter) have coincided with an uptick in beneficiaries and clients understanding that their investment portfolios have impact in the real world and that ESG issues are
under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors
%20Investor%20Responsibilities_2013.pdf matter of a few years but whole generations. Such generational differences create real challenges for the governing bodies charged with acting in the interests of all
among whom a public body, the SEC places an equal emphasis on corporate governance practices of both the regulated and the regulators. The SEC governance framework itself ensures an efficient check and
ACMF implemented the Professional Mobility Initiative to facilitate cross-border publication of research reports. The objective of this framework is to promote wider investor participation in the ASEAN
to combat corruption (Anti-Corruption Progress Indicator). Enhancements to the CG Thailand website (www.cgthailand.org) turns it into a source of information regarding laws, regulations, and framework
activities. The SEC operation is in accordance with the governance framework as follows: responsibility to review and give advice on internal controls, risk management, and compliance with the applicable laws
objective of this framework is to promote wider investor participation in the ASEAN capital markets through better flow of information on ASEAN capital market products, including bonds, collective investment