number of directors in order to move ahead with solving its problems which include indebtedness and inability to submit the company’s financial statements and appoint the auditor. IFEC’s future business
guarantee of returns, and that unit redemption ahead of the target date set in the investment scheme is not allowed must be clearly communicated to investors.In addition, advertisement based on past
and Looking Ahead ซึ่งเป็นเวทีสำหรับหน่วยงานกำกับดูแลและผู้ประกอบธุรกิจในการร่วมกันแลกเปลี่ยนแนวคิดและแนวปฏิบัติในช่วงที่เศรษฐกิจเริ่มฟื้นตัวจากวิกฤติ COVID-19 และการกำกับดูแลที่สำคัญในอนาคต ผ่านระบบการ
legal enforcement can be arranged. Replacement mechanisms must be clearly disclosed in the filing and drafted prospectus. The regulations will go into effect from 1 May 2020 onward
warning of possible breach of investment terms in the redemption form.Given that the redemption was ahead of the five-calendar-year holding requirement to be eligible for the LTF tax benefits, {A}'s failure
specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strategic plan this year, promoting qualified wealth advisors easily accessible by people to use fintech as the
be submitted in 2021 onward. The report will also be changed in order to make it compact and provide more information on ESG (Social, Environment, and Governance) and human rights to propel the country
investment policies, for example, the set-up fund fee, the management fee for the entire duration even when reaching the trigger point ahead of schedule, or the trigger redemption fee. Also, the new rules
AARG Inspection Workshop ครั้งที่ 8 เมื่อวันที่ 17 มิถุนายน 2564บุคคลในภาพ : ผู้ร่วมบรรยายหัวข้อ Looking ahead: echnology tools for the future of audit regulation ในงาน AARG Inspection Workshop ครั้งที่