their shares and some have issued voting policies and disclose their voting, as required by SEC regulations for asset managers. They occasionally vote against management. Companies produce complete
participants. Based on the outcomes of the Forum, the G20 Finance Ministers and Central Bank Governors stated at their April meeting that they were looking forward to submission of the revised Principles by
, practitioners and experts on corporate governance in the region, as well as from OECD countries and relevant international institutions. Participants exchange experiences and push forward the reform agenda on
Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
as various market organisations to put forward new important initiatives under the “Capital Market Development Master Plan”. These initiatives included introducing special tax measures and simplified
notification is implemented/enforced practically, transparently and effectively. 10. Seek approval from SEC Board/CMSB/SEC Office before the notifications become effective * 11. Publicly disclose in the
the preparation of the SET and securities business operators for regional market linkage and competition in the international market arena. Within this forward- moving environment, the SEC also made
Fund 4. Futures Exchange To provide the Thai capital market with risk management tools considered a necessary fundamental for the capital market development, the SEC will push forward an establishment of
disclose relevant information and have to keep them updated in all cases. This was a departure from the previous regulations which required such disclosure only when the offering was made to the public
, performance evaluation against the SEC’s objectives and plans, and prevention of conflicts of interest. (5) Disclose relevant information and communicate with market participants effectively and with integrity