prepare and submit the reviewed financial statements for Q3/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 5/2017 Settlement Committee Order No. 40/2017 Dated 21/06/2017
Continuity system in order to be able to provide services to a client and offer for sale of investment units. SEC Act S.113 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 40/2021
Committee Meeting No. 4/2014 Settlement Committee Order No. 40/2014 Dated 19/03/2014
by the notification of the SEC. SEC Act S.64 paragraph 2 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 40/2022 Dated 28/02/2022
Settlement Committee Order No. 40/2016 Dated 26/07/2016
instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 57(6) Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 40/2023 Dated 24/04/2023
business. SEC Act S.133 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 40/2024 Dated 13/05/2024
for their own benefit or others. SEC Act S.133 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 40/2024 Dated 13/05/2024
resulting in AIE’s failure to submit the reviewed financial statement for Q3/2016 to the SEC and the SET within the specified period. On June 21, 2017, the Criminal Fining Committee issued order no. 40/2017
benefit, the actual price was 40 million baht. Therefore, their acts were considered that they dishonestly violated duties as well as obtained unlawful gains for themselves or another person and caused