interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account

otherwise, the trust property shall be managed during such period in compliance with the following criteria: (1) in cases where the trustee resigns, the former trustee shall perform its duties until the trust

trustee resigns, the former trustee shall perform its duties until the trust property is completely vested in a new trustee; (2) in cases where the trustee is dissolved or liquidated or suspended from its

duties and responsibilities to the Board of Director on the following matters: - Review the financial reports (quarterly financial report and annual audited financial report) to oversee that the reports

appropriate capacity and experience to oversee effectively and manage all relevant activities in the interests of beneficiaries or clients. 1.4 Conflicts of interest, codes of ethics, compliance Institutional

) “mutual fund merger” means merger of two mutual funds or more into a new mutual fund established to purchase or accept the transfer of assets, rights and duties of former mutual funds as specified in the

that the Board has sufficient capabilities and competencies to oversee, assess and manage climate change-related risks and opportunities and climate action plans. Ensure that all staff, including the

# ............................................................ #$% ........................................................................ First name Last name .. #-#$%" (&) ....................................................................................................................... Former name (if any) .... 2.2

Office of the SEC regarding Approval of Auditors, from....(date)……. until ....(date)……, I hereby wish to inform the change of the audit firm to which I am attached, from …….…(name of the former audit firm

Former derivatives investment analyst on fundamental factors who later obtained an approval as investment analyst or investment planner or investment consultant by virtue of Qualifications No. 5.5