have developed applications such as SEC Check First and SEC Bond Check as a self-help tools for investors to check products or service providers that are regulated by SEC. In addition, SEC has formed
examination on suspicious facts. Overall, the number of complaints against unlicensed securities or derivatives businesses is on a gradual decline, and 75 percent of the cases is beyond the SEC?s authority, for
exchange of information and consultation, from the very beginning before a legal case is formed until the case becomes final, to promote utmost efficiency in our mutual efforts to prevent and suppress
offering of collective investment schemes, cross-border fundraising and ASEAN stock exchange connectivity, three specific industry consultative panels were formed under the auspices of ACMF, drawing
, Thailandwww.sec.or.thTel: +66 2 695-9505Fax: +66 2 695-9705E-mail: tosporn@sec.or.thAbout the AARGThe AARG is an informal grouping formed in 2011 by Malaysia?s Audit Oversight Board (AOB), Singapore?s Accounting and
, Thailandwww.sec.or.thTel: +66 2 695-9505Fax: +66 2 695-9705E-mail: tosporn@sec.or.thAbout the AARGThe AARG is an informal grouping formed in 2011 by Malaysia?s Audit Oversight Board (AOB), Singapore?s Accounting and
found a growth of new investor base and gradual change of investment behaviors. It also indicated that financial industry needs to offer more retirement products for increasing aging populations. In