person shall establish limited company or public limited company to undertake securities finance business. The company so established shall have formation of shareholders and their proportion of
so established shall have formation of shareholders and their proportion of shareholding as specified the SEC. Upon the establishment of limited company or public limited company shall file an
supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
our intentions and commitments to appropriately responds to the needs of the public and stakeholders in supervising and developing a sustainable capital market, and to efficiently and effectively
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
Techamontrikul Member Subcommittee on Governance and Remuneration (Office term of two years ) The Subcommittee has a duty to propose policies and workplans for developing organizational governance, as well as
duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
from around the world and is balanced between developed and developing countries. They recognize sustainability as part of a collective responsibility and support approaches to anticipate and prevent
to compliance with relevant laws and regulations, listed companies should study institutional investors’ ethical trading guidelines as reference for further developing the quality of their companies