English (United States) Establishment of mutual funds × Home > Laws/Regulations > Regulations
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
so established shall have formation of shareholders and their proportion of shareholding as specified the SEC. Upon the establishment of limited company or public limited company shall file an
> Establishment of Mutual Funds > Methods in applying for approval of establishment of mutual fund Regulations SHARE : Detail Content Establishment of Mutual Funds 2. Methods in applying for approval of
, approved person shall proceed with establishment of limited company or public limited company to undertake securities business in the category of inter - dealer brokerage. Newly established limited company
receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, approved person shall proceed with establishment of limited company or public limited company to undertake securities
from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, the approved person shall proceed with establishment of new limited company or public limited
> Establishment of Mutual Funds > Amendment to scheme information before registration Regulations SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration