English (United States) Application Form × Home > Laws/Regulations > Regulations > Mutual Fund
English (United States) Application Form × Home > Laws/Regulations > Regulations > Mutual Fund
(Form 35-1) Application Form for the Offer for Sale of Newly Issued Shares (Form 35-2) Application for the Offer for Sale of Securities (Form 69-1) Annual Registration Statements (Form 56-1) Annual Report
Summary Related Manuals/Guidelines Related Rules and Regulations Related Forms FAQs List of approved ASEAN CIS Regulatory Summary Standard of Qualifying CIS Standards of Qualifying CIS consist of
the area. Regulatory Summary Status and structure Filing of application for an offer for sale of REIT units General provisions Offer for sale and allocation of units Information disclosure
FAQs List of approved ASEAN CIS Regulatory Summary Standard of Qualifying CIS Standards of Qualifying CIS consist of two parts. The first part prescribes the Qualifications of the CIS Operator
Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the following week. Monthly Reports Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1
follows: Protection of shareholders' right and fair treatment of shareholders Transparent and fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or
. The following diagram summarizes discrepancies and similarities of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in
auditors who wish to be approved from the SEC shall file the application form together with supporting documents as per checklists to the SEC. In considering the application, the SEC has two approval systems