in the notification as follows : (1) the annual registration statement (Form 56-1) for the year 2019 (2) the annual report (Form 56-2) for the year 2019 (3) Form 56-1 for the year 2020 or the

specified by the Capital Market Supervisory Board as follows : (1) financial statement for the year 2018 (2) the annual registration statement for the year 2018 (Form 56-1) (3) the annual report for the

;), shall be liable for TSF failure to prepare and submit the financial reports to SEC Office within the period specified in the notification as follows : (1) the annual registration statement (Form 56-1

information statement for the year 2018 (Form 56-1) in accordance with the notification of the Capital Market Supervisory Board. However, CEN prepared and submitted the inaccurate annual updated information

year 2018 (Form 56-2) in accordance with the notification of the Capital Market Supervisory Board. However, CEN prepared and submitted the inaccurate annual report for the year 2018 (Form 56-2). Later

Statements 2019 (Form 56-1) within 31 March 2020 as specified by the notification of the Capital Market Supervisory Board. However, PACE prepared and submitted Form 56-1 on 31 March 2021 which failed to

2019 (Form 56-2) within 30 April 2020 as specified by the notification of the Capital Market Supervisory Board. However, PACE prepared and submitted Form 56-2 on 31 March 2021 which failed to prepare

Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC

accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the

Asia Capital Group Public Company Limited Asia Capital Group Public Company Limited (“ACAP”) prepared and submitted the inaccurate annual registration statement for the year 2016 (“Form 56-1”), to