Client’s position may be liquidated, and the Client will be liable for any resulting loss from such liquidation . The derivatives agent may also include a forced closeout as an additional term in a Contract
the client fails to make payment, deliver securities or deposit collateral within the specified period of time: (a) forced collateral; (b) forced sale or repurchase of securities ; (c) suspension of
disciplinary action carried out by the securities company: (a) a forced collateral; (b) a forced sale of or buy in the securities; (c) a suspension of payment which the client is entitled to be paid by the
ให้ลูกค้าวางหลักประกันหรือเรียกเงินสดเพิ่ม หรืออาจบังคับขาย (Forced Sell) หุ้นดังกล่าวเพื่อรักษาอัตรามาร์จิ้นให้อยู่ในเกณฑ์ที่กำหนด ที่สำคัญการซื้อขายในบัญชีมาร์จิ้นจะสามารถซื้อขายได้เฉพาะหุ้นที่
หรือไม่วางหลักประกันภายในระยะเวลาที่กำหนด (ก) การบังคับหลักประกัน (ข) การบังคับขายหลักทรัพย์ (forced sale) การบังคับซื้อคืนหลักทรัพย์ (buy in) (ค) การระงับการชำระเงินที่ลูกค้ามีสิทธิได้รับจากบริษัทหลัก
market. Division 2 Principle for business operation of an intermediary _____________________________ Clause 3 For legitimacy of business operation, an intermediary is obligated to the principles as
operation, an intermediary is obligated to the principles as prescribed in the Notification of the Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exc...