three years; (4 ) ​a profi l e and relevant details of the audit firm; (5 ) a certification and consent letter of the audit firm (Form 61-2);                             Period of Approval Validity : not

finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business.   Clause 3   This Notification shall come into force on the date

date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of any securities company in the amount equal to or exceeding ninety-nine percent of the total paid-up

shall come into force on the following date of its publication in the Government Gazette.    Given on the date of 18th September B.E. 2543   Tarrin Nimmanhaminda Finance Minister

force on 17th September 2544.   Given on the date of 17th September B.E. 2544    Somkid Jatusripitak Finance Minister​ __________________________ ​ This English version is prepared by Legal Department

shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of

to the date on which this Notification comes into force.   Where person in accordance with the first paragraph, on or after the date in which this Notification comes into force; [(i)] remains major

Regulation. In case where license fee paid by the licensee under the first paragraph for the year this Ministerial Regulation comes into force, exceeds license fee payable under this Ministerial Regulation

same legal entity or investment management project, in the same type, issue, features and comparable quantity to lender. Clause 3  This Notification shall come into force on the date following its

under the first paragraph for the year this Ministerial Regulation comes into force, exceeds license fee payable under this Ministerial Regulation, the excess shall be deemed as advance payment, either