undertake derivatives business in the category of derivative broker which is limited to only debt securities under the Notification of the Securities and Exchange Commission on granting of approval for
Board by virtue of Section 60 of the Securities and Exchange Act (No.4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 May 2008
Notification shall come into force as from 1 June 2008. Notified this 8th day of May 2008. (Mr.Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange Commission
mutandis . Clause 5. This Notification shall come into force as from 16 November 2008. Notified this 5th day of November 2008. (Vijit Supinit) Chairman The Securities and Exchange Commission
Notification. Clause 11 This Notification shall come into force as from 1 June 2011. Notified this 10th day of May 2011. -signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and
Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for ref (Translation) (Translation) 2 Readers should be aware that only the
regulations: Clause 1. This Notification shall come into force from of 1 July 2005. Clause 2. The following notifications shall be repealed: (1) The Notification of the Office of the Securities and Exchange
Underwriting dated 3 August 2009; The Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 January 2010. Clause 2
) dated 24 April 2007, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 March 2008. Clause 2. The
advertisement. Clause 16. This Notification shall come into force as from 16 May 2009. Notified this 20th day of April 2009. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and