-life insurance or a finance institution established under specific law, it shall maintain its capital fund and make provision according to criteria specified by law controlling business operation of such
insurance company licensed under law on commercial banking or law on life insurance, as the case may be, such applicant shall- (1) be able to maintain capital funds and set aside reserve capital in accordance
life insurance, as the case may be, such applicant shall- (1) be able to maintain capital funds and set aside reserve capital in accordance with law controlling business undertaking of such legal entity
finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business. Clause 3 This Notification shall come into force on the date
date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of any securities company in the amount equal to or exceeding ninety-nine percent of the total paid-up
, etc. There are two types of administrative actions taken by the SEC Office, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain
working hours of the associations for inspections. The related persons should facilitate assistance and convenience reasonably. The associations shall prepare and maintain a copy of a membership register at
company may maintain the class. If the investment units in that class are subsequently on offer, the calculation of the offering price shall be based on the NAVs of the mutual fund. Authority of the SEC
implement a system that separates proceeds from the PVD into two parts as contributions and non-contributions. (3) Maintain information of each unitholder about age, duration of the membership or of being a
company may maintain the class. If the investment units in that class are subsequently on offer, the calculation of the offering price shall be based on the NAVs of the mutual fund. Authority of the SEC