party's own benefit or in capacity of an agent of a non-resident third party; (2) providing service of securities borrowing and lending by securities depositary center to its members, if securities
finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business. Clause 3 This Notification shall come into force on the date
date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of any securities company in the amount equal to or exceeding ninety-nine percent of the total paid-up
capacity to continuously and reliably manage the trust according to the trust instrument. In case of a non-asset company, the SEC prescribes additional requirements as follows: A paid-up capital of not
shall come into force on the following date of its publication in the Government Gazette. Given on the date of 18th September B.E. 2543 Tarrin Nimmanhaminda Finance Minister
force on 17th September 2544. Given on the date of 17th September B.E. 2544 Somkid Jatusripitak Finance Minister __________________________ This English version is prepared by Legal Department
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of
to the date on which this Notification comes into force. Where person in accordance with the first paragraph, on or after the date in which this Notification comes into force; [(i)] remains major
Regulation. In case where license fee paid by the licensee under the first paragraph for the year this Ministerial Regulation comes into force, exceeds license fee payable under this Ministerial Regulation
a quantity and complexity of transactions that are sufficient for demonstrating knowledge and capacity of the auditor and audit engagement quality; and - having cumulatively performed audit duties