Europe. The AIFMD has been introduced by European Securities and Markets Authority (ESMA) which came into force on 22 July 2013. AIFMD is applicable to Thai funds under following circumstances: 1
responsibility for private fund management. Directors, managers and persons with managerial authority who are responsible for managing private fund for legal entity under the first paragraph shall also have
the authority in accordance with law on securities and exchange, in the offences of unfair securities trading practices, or fraudulent or dishonest management; (3) has been tried in any criminal
persons with managerial authority who are responsible for managing private fund for legal entity under the first paragraph shall also have qualifications specified under Sub-clause (3) and (4) Where the
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
capital market" ____________________________ * The SEC represents the whole organization of the SEC with three tiers of authority : The SEC Board primarily responsible for policy formulation for market
หน่วยงานกำกับดูแลตลาดทุนมาเลเซีย (Securities Commission Malaysia) และสิงคโปร์ (Monetary Authority of Singapore) ได้ลงนามในบันทึกความเข้าใจด้านการกำหนดแนวทางการยอมรับมาตรฐานหน่วยลงทุนซึ่งกันและกัน เพื่อ
Accounting Program (Accounting), Thammasat University Current Positions Director General, the Fiscal Policy Office Director, Electricity Generating Authority of Thailand Director, Deposit Protection
Explanations (Principle 1 - 4) Part 2 Guidelines and Explanations (Principle 5 - 8) References Task Force for Sustainability in Listed Companies