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ive (AIFMD) In addition, the SEC has also entered into Memorandum of Understanding (MOUs) concerning consultation, cooperation, and the exchange of information related to the supervision of
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affairs, strategies; and currently overseeing policy and supervision of intermediaries, asset management, provident fund and market infrastructure Bank of Thailand, Analyst, Bank Supervision Department
affairs, strategies; and currently overseeing policy and supervision of intermediaries, asset management, provident fund and market infrastructure Bank of Thailand, Analyst, Bank Supervision Department
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matters under its supervision in accordance with the governing laws . Conducts liable to the supervision include duty performance of market participants such as securities issuers,approved securities
: nataya@sec.or.th Tel. : +66 2033 9889 Ms. Charuphan Intararoong Assistant Secretary-General (Intermediaries Supervision and Market) e-mail : charupan@sec.or.th Tel. : +66 2033 9623 Ms
company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please identify clearly ) , i.e., objective and details of the complaint, documents and other evidence, for instance, trading