Taokaenoi Food & Marketing Public Company Limited Taokaenoi Food & Marketing Public Company Limited ("TKN"), a securities issuer, had the duty to prepare and submit the Annual

Food Capitals Public Company Limited Food Capitals Public Company Limited (FC), failed to prepare and submit the audited financial statements for the year 2016 ended December 31, 2016 to the SEC

Market Supervisory Board by managing an advertisement of foreign mutual fund in the inappropriate manner of content, proportion of content and form of presentation in order that a client would be able to

Continuity system in order to be able to provide services to a client and offer for sale of investment units. SEC Act S.113 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 40/2021

of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3

Kuang Pei San Food Products Public Company Limited Kuang Pei San Food Products Public Company Limited (“POMPUI”), a securities issuer, had duty to prepare and submit the annual report for the year

Mr. Tarakorn Angpubate Mr. Tarakorn Angpubate, President responsible for the operation of Food Capital Public Company Limited (FC), was liable for FC’s failure to prepare and submit the audited

effective system for protecting the client?s asset that are (1) failing to segregate assets under its custody as assets of clients in accordance with the notification and (2) investing assets of clients in

Mr. Itthipat Peeradechapan Mr. Itthipat Peeradechapan, Chief Executive Officer who is responsible for the operation of Taokaenoi Food & Marketing Public Company Limited (TKN), did not order or

Mr. Surin Tohtubtiang Mr. Surin Tohtubtiang, Chief Executive Officer of Kuang Pei San Food Products Public Company Limited (“POMPUI”), who is responsible for the operation of POMPUI, had duty to