, the Fund Committee may consider granting a financial support to the SET and may also specify a condition as deemed appropriate. 5.7 Accountability • In every fiscal year, the CMDF will prepare and
fund manager shall prepare an account segregating all fund assets by recording incomes and expenses according to the types of funds, as follows: (1) in case of pooled fund, the incomes and expenses of
notification of the Office; (5) doing any other act that may cause a conflict of interest as specified in the notification of the Office. SECTION 140. The securities company shall prepare an account showing the
the third party in writing that it acts in trusteeship and expressly stipulates the information as such in the evidence of the juristic act or the transaction. 8 SECTION 34 A trustee shall prepare an
Capital Market Supervisory Board shall prepare reports to the SEC Office on their securities holding as well as the holdings of securities by his spouse and minor children in accordance with the rules and
act or the transaction. SECTION 34 A trustee shall prepare an account of trust property separately from any other accounts under its responsibility. In cases where a trustee manages several trusts, the
retain their offices on the condition that there are at least five persons holding such position SECTION 16/5. The board members of the Capital Market Supervisory Board shall prepare reports to the SEC
amended by the Securities and Exchange Act (No. 4) B.E. 2551: “The Capital Market Supervisory Board may issue a notification to grant a waiver or an exemption of duty to prepare or submit the information
evidence of the juristic act or the transaction. SECTION 34 A trustee shall prepare an account of trust property separately from any other accounts under its responsibility. In cases where a trustee manages
removal of the fund manager. Section 12 ter.2 The Registrar shall prepare a report on the supervision of the management of the funds and submit the same to the Minister at least twice a year. For the