. 2535 (1992), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1
losses arise. 3. Future opportunities and challenges The capital market is affected by the country’s and global social, political and economic circumstances. The following factors may impact the role of
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
following fields: legal, accounting and finance. Each expert member shall hold office for a term of six years. Upon term expiration, new expert members shall be appointed within 60 days. Members of the Board
least one expert from each of the following fields: legal, accounting and finance. Each expert member shall hold office for a term of six years. Upon the term expiration, new expert members shall be
responsibilities for supervision and development of the Thai capital market in the following areas : ■ Issuance and offering of securities to the public ■ Securities businesses and related businesses ■ Securities
-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities
following personal data: 1.1 Definitions and examples of data collected by the SEC Office Personal data: Data of a personal nature, for example, identification number/passport number, title, name, surname
, scorecards, as well as academic work. Most importantly, Asian jurisdictions are committed to improving corporate governance across the region. This commitment to excellence in corporate governance matters not