(public hearings / focus group) 3. นำหลักการเสนอคณะกรรมการ ก.ล.ต. / ก.ต.ท. (กรณี ประกาศสำนักงาน จะไม่มีขั้นตอนนี้) 4. จัดทำร่างประกาศ 5. เปิดรับฟังความคิดเห็นร่างประกาศ (public hearings / focus group) 7
; (5) create a Delivery versus Payment (DvP) system. Clause 47 A securities clearing house shall establish transparent and fair membership criteria, which shall focus on the suitability, financial
of the Roundtable will focus on how to change behaviour to achieve better out- comes. This commitment to excellence in corporate governance matters not only to Asia. The growing economic influence of
pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This
. Thatûs why the SECûs 2004 operation plan will focus on two key areas. The supervision will ensure that transactions in the capital market comply with rules and regulations and are adequately fair. In
/nrs/5730a0.pdf MRAPFile.aspx?FILESEQUENCE=0&FUNDNAME=M-FOCUS&FUNDCOMPRUNCODE=MF00472563&REPORTID=44&PERIOD=2020-08-31 ขายหลักทรัพยท่ีเปน real time บทวิเคราะห ขอมูลและสถิติตางๆ เปนตน อันเปนประโย
oversight of financial reporting, disclosure, internal control and internal audit to make sure that the firm’s financial records and reporting fully meet Thai Generally Acceptable Accounting Principles
other intermediaries; This is a new chapter which addresses the need for sound economic incentives throughout the investment chain, with a particular focus on institutional investors acting in a fiduciary
-border investments, competitiveness of the Thai capital market. 3.3 Changes in social structures, including an aging society, economic and social inequality, degradation of resources, and focus on
custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and