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derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid

The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online

Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities

is intended to propose the draft notification that will cover the clear segregation of work for the delegation of other persons to operate.  The draft notification also allows business operators to

Achievements in 2003 ● 2004 - 2007 Strategic Plan Achievements of the SEC in line with the 4 Strategic Goals 22 GOAL 1 Develop the Thai Capital Market as an Important Alternative for Fund Mobilization and

October and December further increased the rate by 25 bps on each occasion, to reach 2% in December. For 2005, it is anticipated that the US interest rate is still on an upward trend. The Thai 14-day

, and is a measure of the breadth of the overall market. The SET is a key source of financing for Thai companies. In 2012, there were 18 IPOs for a total of 15 billion THB (471 million USD) and in 2011 12

for capital raising and mobilization, and become an effective catalyst for sustainable progress and prosperity of the Thai capital market in the years to come. Thailand economic direction is driven by a

direction and framework for the operations of the SEC upon the 4 strategic goals : Goal 1 : Develop the Thai capital market as an important alternative for fund mobilization and investment. Goal 2 : Promote