forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC Complaint / Inquiries SEC Complaint Form SEC
. The SEC Board comprises: Chairman appointed by the Cabinet upon the Finance Minister’s recommendation; Commissioners , namely: 1. Permanent Secretary of the Ministry of Finance; 2. Permanent
Development Administration (NIDA) Director-Ph.D. program in Finance, Flexible MBA, English MBA-NIDA Business School Director-Center for Business Innovation-NIDA Business School Member of Academic Council
exceeding four persons appointed by the Minister of Finance as proposed by the Nomination Committee. Expert Board members must have qualifications and do not possess any prohibited characteristics as
that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the
Fining All the five administered laws stipulate that certain offences could be settled by a criminal fine.The Criminal Fining Committee appointed by virtue of such laws determines the fine. After the