further consideration are needed, and the Office notifies such necessities to derivatives broker before the date of expiration of the thirty –day period. The Office may extend the consideration process as

the first paragraph hereof is a manager or a department director who is responsible for a line of work relating to the investment management of a management company and has taken any fundamental

fund supervisor of the juristic persons under the first paragraph shall have qualifications as specified in (2) and (3). In cases where branches of foreign banks or foreign life insurance companies

shall come into force as from 1 August 2008. Notified this 16th day of May 2008 Mr. Surapong Suebwonglee Minister of Finance Chairman of the Securities and Exchange Commission

restrictions and other relevant matters have been already clearly specified in details of the scheme, the derivatives fund manager shall be exempted from compliance with the first paragraph if the mutual fund

the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business. For the appointment of the independent director under the first paragraph, the intermediary shall

the event the remaining period up to the end of the calendar year for operation of the licensed business in the first year is shorter than six months, the licensee shall pay such fees at one half of the

exemption by the Office. The provision under the first paragraph shall not apply to the executive of the securities company licensed to undertake securities business in the category of mutual fund management

calculation under the first and second paragraph, the Office shall deem that the arbitral process commences on the date of appointment of the arbitrator. Notified this 14th day of May 2008. (Mr. Thirachai

Notification of the Ministry of Finance minimal moderate intense one year two years three years Clause 5. This Notification shall come into force as from 16 June 2002. Notified this 23rd day of May 2002. Prasarn