and financial policy transparency, and anti-money laundering. Thailand participated in the FSAP review on a voluntary basis for the first time in 2008 and the second time during 2018-2019. These
empowered to achieve financial well-being. To deliver this objective, the SEC is compelled to adapt and refine its strategy and operations to effectively address the challenges and issues that have arisen
appropriate level of risks. To achieve such a goal, the SEC believes that investing in activities with emphasis on sustainability strategies, good governance and accountability to the society and environment
public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the mission for well-being of the public. Our Roles How We Regulate SEC Working Principles
achieve the national missions within the scope of assigned authority and under the related laws. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I
Secretary-General Board Member, Capital Market Supervisory Board Education B.Acc., Finance & Banking (First-Class Honors), Chulalongkorn University M.M., Kellogg School of Management, Northwestern
/Pages/AboutUs/SECDoc.aspx English (United States) SECComplaint case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant
-Standards-and-Codes-ROSC-corporate-governance-country-assessment (The first assessment) http://siteresources.worldbank.org/FINANCIALSECTOR/Resources/ROSC_Thailand_web.pdf (The second assessment) Assessment