BBL ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 08/09/2008 - 17/09/2008
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 02/03/2012 - 12/03/2012
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date : 00/00/0000
KASIKORN ASSET MANAGEMENT COMPANY LIMITED| ,Retirement Mutual Fund : RMF | Offering Date : 23/02/2021 - 01/03/2021
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund, ,Retirement Mutual Fund : RMF | Offering Date : 23/02/2021 - 01/03/2021
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund , ,Foreign Investment Fund : FIF
SCB ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF,Super Savings Fund : SSF | Offering Date : 18/06/2007 - 25/06/2007