equivalence to that of the EU Member States , or iii. an independent audit regulator of a country that has been assessed under the Financia Stability Assessment Program (FSAP) and
Financia l Stability Assessment Program (FSAP) and earned the assessment results on the topic relating to auditing at least “broadly implemented" level 2.8.3 Approval Process
Consent of Audit Firm) .pdf file | .doc file 3. Form 61-3 (Notification for Change of Audit Firm) .pdf file | .doc file 4. Background and Details of Applicant Requesting Approval .pdf file
latest three years, or, in case of a registered group of persons, profit and loss statements of the latest three years; (4 ) a profi l e and relevant details of the audit firm; (5 ) a certification and
to create wealth, financial stability and sustainability of the firm. 4. Disclosure and Transparency Principle: The board of directors should ensure that all important information relevant to the
to create wealth, financial stability and sustainability of the firm. 4. Disclosure and Transparency Principle: The board of directors should ensure that all important information relevant to the
to create wealth, financial stability and sustainability of the firm. 4. Disclosure and Transparency Principle: The board of directors should ensure that all important information relevant to the
to create wealth, financial stability and sustainability of the firm. 4. Disclosure and Transparency Principle: The board of directors should ensure that all important information relevant to the
audit quality control system of the audit firm. As such, the auditing must be carried out under the good quality control system both at firm level and engagement level. In response to the aforesaid, the
stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I Code