shareholders, and key executives of the company   (11) invitation letters to the shareholders’ ordinary and extraordinary meetings   (12) the company’s regulations, and memorandum and articles of association

. Form 61-1 (Application for Approval of Auditor)  .pdf file  |  .doc file​ 2. Form 61-2 (Certification and Consent of Audit Firm)  .pdf file ​   |    .doc file 3. Form 61-3 (Notification for Change of

three years; (4 ) ​a profi l e and relevant details of the audit firm; (5 ) a certification and consent letter of the audit firm (Form 61-2);                             Period of Approval Validity : not

also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm.  As such, the auditing must be carried out

resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the

. Signature of the applicant is required.  Certification of audit firm's leader . Signature of audit firm's leader is required. Form 61-2F Certification and consensus of audit firm  in the form as publicized in

audit firm's leader . Signature of audit firm's leader is required. Form 61-2F Certification and consensus of audit firm in the form as publicized in the SEC's website. Signatures of audit firm's leader

the SEC inspection is entitled to protection under the Securities and Exchange Act B.E. 2535 (1992). The law prohibits any employing securities firm or issuer from treating its employees unfairly by

  การคัดเลือกผู้สอบบัญชีที่มีคุณภาพจากข้อมูล Firm inspection report ​ ​ แนวทางการพัฒนาภาคการเงินเพื่อความยั่งยืน ( Sustainable Finance Initiatives for Thailand) ​  ​ ​ องค์ความรู้ตลาดทุน

determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or