. The Criminal Court sentenced the accused to pay fines of Baht 242,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in fines of Baht 121,000 and a further fine of Baht
report for the year 2013 (Form 56-2, 2013) to the SEC within the specified period. The Criminal Court sentenced the accused to pay fines of Baht 242,000. Since the accused pled guilty, the Court reduced
ended December, 2013 to the SEC and the SET within the specified period. On December 24, 2014, the Criminal Court sentenced the accused to pay fines of Baht 272,000 and Baht 258,000 respectively. Since
submit the financial statements for Q3/2017 within the specified period. The amount of fines does not include daily fines starting from the day following the settlement date to the day the company properly
), Section 90 and subject to sanctions under Section 289, and the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 respectively. This case is in the process of inquiry by
Facebook account named "Japhoon", in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289, and the Derivatives Act B.E. 2546 (2003
), Section 16 and subject to sanctions under Section 125. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 14/05/2014
Mr. Teerayut Hemput Mr. Teerayut Hemput operated derivatives business without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions
), Section 16 and subject to sanctions under Section 125. The public prosecutor ordered a non-prosecution order. DV Act S.Section 16 Criminal Complaint Filed with an Inquiry Official Dated 16/08/2017
subject to sanctions under Section 125. This case is in the process of inquiry by the inquiry official. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 09/04/2014