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an offer for sale of REIT units A REIT Manager (RM) has the duty to file an application for offer for sale of units. A Financial Advisor (FA)* is required to jointly submit the application and
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
Expectations Businesses that need fund mobilizing Using capital market as channels to mobilize capital efficiently at appropriate cost, and with diversities of tools for financing requirements. Intermediaries
a committee serves as director in the company having high value of trading transactions, audit committee may be lack of independence in performing his/her duty. Q: Can audit committee be sibling? A
business license in the category of securities financing Baht 10,000; (2) securities business license in the category of securities financing Baht 10,000. The licensee shall pay the license fee on the date
. Clause 7 Fees shall be prescribed as follows: (1) application for securities business license in the category of securities financing Baht 10,000; (2) securities business license in the category of
securities Public company limited Private Placement General approval / no duty to disclose information Public Offering Require approval / disclosure of information Existing securities Owner of the
duty after the public offering of digital tokens A letter of certification for performing duties as a digital token portal service provider A form for a report on the results of offering of digital