submit its financial statements to the licensed auditor appointed by the board of directors of the SET. • The Fund Committee appoints the Audit Committee comprising three to five persons to perform audit
any documents to the SEC Office. SECTION 59 A trustee shall prepare financial statements of a trust segregating the property held in trust from that held in its own capacity, with consideration to the
insurance for liability of the trustee and the submission of report or any documents to the SEC Office. SECTION 59 A trustee shall prepare financial statements of a trust segregating the property held in
. SECTION 59 A trustee shall prepare financial statements of a trust segregating the property held in trust from that held in its own capacity, with consideration to the accounting standard as specified by
expenses, taxes and reserves; in this regard, the consolidated financial statements of the Securities Exchange shall be used for the calculation of the amount of money to be contributed. The arrangement of
financial statements; (4) re-examining and reviewing compliance of rules; (5) supervising the internal control unit; (6) performing any other duties assigned by the SEC. In executing the duties under the
report and financial information of the SEC Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing financial statements; (4) re-examining and reviewing
fund of the nature specified by the notification of the Office, the securities company shall prepare financial statements of the private fund pursuant to its actual conditions, and shall comply with the
the notification of the SEC. The provision of the first paragraph shall not apply to a derivatives advisor. SECTION 28. A derivatives business operator shall prepare and submit financial statements to