the audit adjustments of listed companies for the year ended 2018 financial statements QAQR Questionnaire The Firm's Risk Assessment Process Governance and Leadership Relevant Ethical Requirements
scheme. 4.3 In the case of a mutual fund that will be terminated within 15 months from the registration date; or the preparation of the financial statements for the final accounting year ( a period of
preparation of the financial statements for the final accounting year ( a period of longer than 12 months but not longer than 15 months) , the mutual fund management company may prepare the financial reports
three year comparison Analytical explanation of: Financial status (assets, liquidity, capital expenditure, sources of capital (debt / equity)) Performance (income and equity of business, expenditure
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Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the following week. Monthly Reports Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1
their needs for advisory services of financial planning to attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors
documents altogether: (1) three year operation plan of the securities company in applying categories; (2) financial statements during three years prior to the year of filing application for securities
past year, there is no record of being ordered to amend its financial statements or to explain or being temporarily banned from trading its listed securities under the Trading Suspension sign (SP), etc