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กองทุน Global Wealth Fund (GWF) : Unapproved public offering of newly issued shares (Disclosure Date : 07/07/2020)
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Squared Financial : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)
Montpelier Financial Consultants : Unlicensed securities and derivatives business (Disclosure Date : 04/04/2013)
Infinity Financial Solutions : Unlicensed securities and derivatives business (Disclosure Date : 14/07/2015)
Montpelier Financial Consultants : Unlicensed securities and derivatives business (Disclosure Date : 04/04/2013)