retail investor education and financial literacy, and to advise the IOSCO Board on emerging retail investor protection matters. As the Thai capital market is dominated by retail investors, the SEC has
executive officer, the chief financial officer, and the Investor Relations manager. 7.5.3 The board should ensure that management sets clear directions for and supports the Investor Relations function (such
: Expectation & Reality การลงทุน…ความหวังกับความจริง” - บทคัดย่อ • ผลงานวิจัยเรื่อง “Thai investor clusters and their financial literacy” - Presentation By Arnond Sakworawich, Ph.D., Tanakorn
/ Derivatives Businesses Securities Brokerage Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed
information to the investors, representing the financial position and operating performance of the entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the
2017 > CG Code > Principle 7 Ensure Disclosure and Financial Integrity CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related persons Sustainable
> Financial Reporting and Audit Oversight > Auditor Supervision > Quality Assurance & Review Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor
auditor supervision as the auditor's role of independent professional is fundamental to investor confidence in publicly disclosed corporate financial information. The Securities and Exchange Act of 1992
> Debt Instrument Regulations SHARE : Detail Content Debt Securities Debt securities provide a financing alternative which can reduce cost of funds paid to financial institutions. Issuers may
, medium and long terms. Integrated Report Framework covers six areas, namely 1) financial 2) manufacturing, 3) human, intellectual 4) property 5) social and 6) natural. Task Force on Climate-related