, securities business operator, derivatives business operator, financial advisor, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business
company; "financial institution" means any financial institution in accordance with law on interest on loan granted by financial institution; "SEC Office" means the Office of the SEC. Clause 2 No
Fining All the five administered laws stipulate that certain offences could be settled by a criminal fine.The Criminal Fining Committee appointed by virtue of such laws determines the fine. After the
securities issuing companies disclose information, including financial statements, management structure, and risk management measures to enable investors, the media, and the SEC to monitor their operation
securities issuing companies disclose information, including financial statements, management structure, and risk management measures to enable investors, the media, and the SEC to monitor their operation
English (United States) AuditorAccountsT × Home > Laws/Regulations > Regulations > Financial
: Detail Content Opening Keynote Arkhom Termpittayapaisith, Minister of Finance “ EU-Asia Financial Services Dialogue " By Asia Securities Industry & Financial Markets Association (ASIFMA) and Afore
: Detail Content Opening Keynote Arkhom Termpittayapaisith, Minister of Finance “ EU-Asia Financial Services Dialogue " By Asia Securities Industry & Financial Markets Association (ASIFMA) and Afore
> Financial Reporting and Audit Oversight > Related Web Links Regulations SHARE : Detail Content Financial reporting and audit oversight Related Web Link The Federation of Accounting Professions (TFAC
Professionals Regulations SHARE : Detail Content Market Professionals Financial advisor Appraisers I CO portal Fundraising Market Professionals Financial Advisor Appraiser ICO Portal Financial Reporting