supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
contributions to the development of the country's potential and competitiveness, supporting business growth, diversifying risks and creating a balanced financial system. Currently, the Thai capital market has an
) Investors have the capabilities to develop strong financial health. Alongside the five key results, the SEC has initiated an innovative organization plan to be the key enabler in developing the
Auditing Mechanism and Balances SEC Code of Ethics SEC Anti-Corruption Policy The SEC values Code of Governance As an agency with missions for promoting, developing and supervising the capital market
× Home > About Us > Toward International Excellence > FSAP The Financial Sector Assessment Program by IMF and World Bank SHARE : Detail Content The Financial Sector
× Home > About Us > Toward International Excellence > FSAP The Financial Sector Assessment Program by IMF and World Bank SHARE : Detail Content The Financial Sector
SHARE : Detail Content SEC Help Center Matters under Supervision of Other Laws Products and Services Contact Information ● Financial crimes (e.g., Ponzi scheme, unauthorized financial transaction
Regional Committee. Served as the member of the IOSCO Board in 2014-2016, the SEC has taken part in reviewing major securities regulatory issues with regulators of global financial centers, such as the USA
) The Subcommittee has a duty to propose policies and workplans for developing organizational governance, as well as frameworks for recruitment of officers, remuneration determination, and evaluate the
strengths and weaknesses of the accounting and auditing environment that influence the quality of corporate financial reporting. Reports on the Observance of Standards and Codes (ROSC) is a joint World Bank