Retik Finance : Unlicensed digital asset business (Disclosure Date : 18/12/2023)
Retik Finance : Unlicensed digital asset business (Disclosure Date : 18/12/2023)
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for ASEAN Sustainable Capital Markets (Roadmap) was endorsed by the ASEAN Finance Ministers’ and Central Bank Governors’ Meeting (AFMGM) in April 2019. The Roadmap promotes a common vision and
the firm has designated Ethics Partner who takes responsibility of all independence issues? If yes, Does he/she have the seniority, experience, authority and resources and take responsibility for the
responsibility of all independence issues? If yes, Does he/she have the seniority, experience, authority and resources and take responsibility for the adequacy of firm’s procedures? 2 For firms without designated
corporate governance of listed companies, enhance corporate social responsibility, and prevent corruption for sustainable development. This would promote economic growth in the long run. Meanwhile, there will
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
Social Responsibility and Corporate Affairs: SEC Governance The SEC Board and the SEC Pursuant to the Securities and Exchange Act B.E. 2535 (1992) (SEA), the SEC Board comprises: ë The Minister of Finance
opinions on the SEC readiness and related risks to ensure all tasks run cautiously and efficiently. Transparency is also a top priority along every line of responsibility, from granting licenses to