Retik Finance : Unlicensed digital asset business (Disclosure Date : 18/12/2023)
Retik Finance : Unlicensed digital asset business (Disclosure Date : 18/12/2023)
Oxchange Finance : Unlicensed digital asset business (Disclosure Date : 23/09/2024)
Global Trade Finance : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)
Facebook Page ชื่อ Stock finance : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
process Currently, in use Type of document Act Royal decree Royal enactment Notification of the Ministry Finance Ministerial regulations Notification of the Securities and Exchange Commission Notification
/2003 01/10/2003 15. Notification of the Office of the Securities and Exchange Commission OrThor/Nor. 7/2541 Re: Approval of Auditors of Securities Companies and Finance and Securities Companies
) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information Technology |- Business Continuity Management (BCM) |- Arbitration |- Appeal |- Others | - |- Public
)) | - |- Securities Businesses (Section 108) |- Branch Offices / Representative Offices (Section 92, 93) | - |- Branches (Section 92) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling