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availability of investment information to the investors shall be taken into account. [2] E xcept in case where the issuers are commercial banks, finance companies, credit foncier companies, securities
) finance company under law on undertakings of finance business, securities business and credit foncier business; (c) securities company under law on securities and exchange but not include securities
allow to be done by virtue of provisions of law, Finance Minister hereby issues Ministerial Regulation as follows - Clause 1 Person eligible to apply for securities business license in the category of
under the Securities and Exchange Act B.E. 2535 (As amended) By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, Finance Minister hereby issues
- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance business, securities business and credit foncier business; (3) securities company under the
finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business. Clause 3 This Notification shall come into force on the date
Secretary-General Board Member, Capital Market Supervisory Board Education B.Acc., Finance & Banking (First-Class Honors), Chulalongkorn University M.M., Kellogg School of Management, Northwestern