TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company

TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

TMB Leasing Company Limited TMB Leasing Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003

Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company

Srisawad Finance Public Company Limited Srisawad Finance Public Company Limited ("BFIT") had duties to prepare and submit an annual registration statement for the year 2020 (Form 56-1) to

Mr. Monthon Chatuwallopkul Mr. Monthon Chatuwallopkul, a former Deputy Managing Director of Accounting, Finance and Corporate Management, was responsible for the operation concerning accounting and

Mr. Monthon Chatuwallopkul Mr. Monthon Chatuwallopkul, a former Deputy Managing Director of Accounting, Finance and Corporate Management, was responsible for the operation concerning accounting and

Mr. Monthon Chatuwallopkul Mr. Monthon Chatuwallopkul, a former Deputy Managing Director of Accounting, Finance and Corporate Management, was responsible for the operation concerning accounting and

Miss Nipaporn Khomkla Miss Nipaporn Khomkla, former assistant managing director for accounting and finance of S.E.C. Auto Sales and Services Plc. (SECC), conspired with Mr. Sompong Witthayaraksan