Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
with international standards ; · Supporting the work of the ASEAN Capital Markets Forum (ACMF) – a joint initiative of the regional securities regulators endorsed by the Ministers of Finance of
with international standards ; · Supporting the work of the ASEAN Capital Markets Forum (ACMF) – a joint initiative of the regional securities regulators endorsed by the Ministers of Finance of
the Thai Capital Market as an Important Alternative for Fund Mobilization and Investment Achieving Efficiency and Competitiveness for the Thai Capital Market ■ Establishment of Derivatives Market as an
resolution thereby ensuring greater strength and stability of the Thai capital market in the long run. SCE_Eng_p.1-16 10/29/04, 1:05 AM7 8 BOARD OF THE SEC Mr. Suchart Jaovisidha Minister of Finance Chairman
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievements in 2007 Appendices Organizational Structure Message from the Chairman Message from the Secretary
...................................................................................... Capital Market Overview Market Review ....................................................................................................................... Action Plan and Significant Events Strategic
banks. There are areas of overlap and the various bodies do seek to cooperate, meeting regularly and participating on the High Level Committee on Capital Markets, chaired by the Minister of Finance