the fiscal year, instead of within three months under the current regulations; (2) Requiring the financial statements submission to be in electronic format. For REIT managers that are
Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department and SEC Ambassadors, provided financial literacy lectures to 1,449 freshmen at Kasetsart
Bangkok, September 24, 2013 ? The SEC jointly with 13 alliances today signed a memorandum of understanding (MOU) to implement the ?Financial Literacy: Road to Thailand?s Prosperity? project which
applicant and group of parent company. {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1
positive attitude toward investment. Also, younger people?s investment portfolios tend to be more diversified. Given such condusive background, it is advisable for public policy on financial education to
raise the public?s knowledge, understanding and capacities on personal finance. The SEC financial literacy program aims to enhance knowledge on financial management and investment of Thai people
Common share | Public Offering | Offering Date - 25/11/2009 - 24/05/2010