. prepare compulsory annual fillings, etc. 7) Information and technology (IT) support 8) Recruitment and human resource management 9) Provide legal services, e.g. prepare the Power of Attorney (POA
securities public offering (PO). The revised rules require the issuers of non-listed company not have any records of severe misconducts for a certain period prior to securities offering submissions. For
securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and
underwriters. The proposed new rules cover the addition of municipal bond as securities, and filings in English version when foreign securities are offered, and the prohibition imposed to underwriters, their
(filings), and post-offering duties are more lenient compared to the requirements for public offering of shares and be listed on the Stock Exchange of Thailand (SET) and the Market for Alternative Investment
notified him of inappropriate submissions of trading orders for UNIQ shares, he neither promptly improved the trading submission surveillance system nor applied more stringent monitor on the clients? trading
activities in the capital market through social media channels, such as Facebook, Instagram, YouTube and TikTok. The contest attracted 117 submissions. The 1st, 2nd and 3rd place winners are Mr. Artnarong
offerings under a single application and a set of filings (“the Filing”). These tokens can be offered without limits on the total amount or number of offerings within a two-year period from the date of the
be disclosed. Subsequent filings of the documents under the first paragraph shall always be prepared in the same language as that used in the first filing except in the cases where it is necessary and
but wishes to use the information contained in the submitted ‘Form 69-CIS full’ as database for the next submissions of the registration statement, the unit offeror shall comply with Clause 27. Clause